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CPSC eFiling citation codes and testing exclusions

Every code a filer can put on a certificate, with the certificate type CPSC assigns it.

Last checked: 2026-09-22 · Source: CPSC eFiling Citation and Testing Exception Codes, December 2025 CPSC · Licence: CC BY 4.0

Quick answer

CPSC's eFiling citation code list (December 2025 update) has 130 entries: 83 rules certified only on a CPC, 26 only on a GCC, 14 on either, and 7 marked as needing no certificate. The toy standard ASTM F963 alone has 41 section codes. It also lists 53 testing exclusion codes.

Citation codes

Filers must list a citation code for every rule the product is certified to.

CodeRuleCertificateCPSC note
4.1ASTM F963: Material qualityCPCChildren's toys must comply and be certified to this, but third party testing not required
4.3.5.1(2)ASTM F963: Paint and Similar Surface Coating MaterialsCPC
4.3.5.2ASTM F963: Toy Substrate MaterialsCPC
4.3.6ASTM F963: Cleanliness of Liquids, Pastes, Putties, Gels, and PowdersCPC
4.3.7ASTM F963: Stuffing MaterialsCPC
4.5ASTM F963: Sound Producing ToysCPC
4.6ASTM F963: Small ObjectsCPC
4.7ASTM F963: Accessible EdgesCPC
4.8ASTM F963: Projections (except bath toy projections)CPC
4.9ASTM F963: Accessible PointsCPC
4.1ASTM F963: Wires or RodsCPC
4.11ASTM F963: Nails and FastenersCPC
4.12ASTM F963: Plastic FilmCPC
4.13ASTM F963: Folding Mechanisms and HingesCPC
4.14ASTM F963: Cords, Straps, and ElasticsCPC
4.15ASTM F963: Stability and Overload RequirementsCPC
4.16ASTM F963: Confined SpacesCPC
4.17ASTM F963: Wheels, Tires, and AxlesCPC
4.18ASTM F963: Holes, Clearances, and Accessibility of MechanismsCPC
4.19ASTM F963: Simulated Protective DevicesCPC
4.20.1ASTM F963: Pacifiers with Rubber NipplesCPC
4.20.2ASTM F963: Toy PacifiersCPC
4.21ASTM F963: Projectile ToysCPC
4.22ASTM F963: Teethers and Teething ToysCPC
4.23.1ASTM F963: RattlesCPC
4.24ASTM F963: Squeeze ToysCPC
4.25ASTM F963: Battery-Operated ToysCPC
4.26ASTM F963: Toys Intended to Be Attached to a Crib or PlaypenCPC
4.27ASTM F963: Stuffed and Beanbag-Type ToysCPC
4.3ASTM F963: Toy Gun MarkingCPCToy guns subject to ASTM F963 must be certified under both the toy standard and 16 CFR 1272
4.32ASTM F963: Certain Toys with Nearly Spherical EndsCPC
4.35ASTM F963: PompomsCPC
4.36ASTM F963: Hemispheric-Shaped ObjectsCPC
4.37ASTM F963: Yo-Yo Elastic Tether ToysCPC
4.38ASTM F963: MagnetsCPC
4.39ASTM F963: Jaw Entrapment in Handles and Steering WheelsCPC
4.4ASTM F963: Expanding MaterialsCPC
4.41ASTM F963: Toy ChestsCPC
5ASTM F963: Labeling Requirements (as applicable)CPCLabeling must be compliant and certified, but third party testing is not required.
6ASTM F963: Instructional Literature (as applicable)CPCInstructional literature must be compliant and certified, but third party testing is not required.
7ASTM F963: Producter's Markings (as applicable)CPCProducer's markings must be compliant and certified, but third party testing is not required.
120116 CFR 1201: Safety Standard for Architectural Glazing MaterialsGCC
120216 CFR 1202: Safety Standard for MatchbooksGCC
120316 CFR 1203: Safety Standard for Bicycle HelmetsCPC + GCC
120416 CFR 1204: Safety Standard for Omnidirectional Citizens Band Base Station AntennasGCC
120516 CFR 1205: Safety Standard for Walk-Behind Power Lawn MowersGCC
120716 CFR 1207: Safety Standard for Swimming Pool SlidesGCC
120916 CFR 1209: Safety Standard for Cellulose InsulationGCC
121016 CFR 1210: Safety Standard for Cigarette LightersGCC
121116 CFR 1211: Safety Standard for Automatic Residential Garage Door OperatorsGCC
121216 CFR 1212: Safety Standard for Multipurpose LightersGCC
121316 CFR 1213: Safety Standard for Entrapment Hazards in Bunk Beds – General UseGCC
121516 CFR 1215: Safety Standard for Infant Bath SeatsCPC
121616 CFR 1216: Safety Standard for Infant WalkersCPC
121716 CFR 1217: Safety Standard for Toddler BedsCPC
121816 CFR 1218: Safety Standard for Bassinets and CradlesCPC
121916 CFR 1219: Safety Standard for Full-Size CribsCPC
122016 CFR 1220: Safety Standard for Non-Full-Size CribsCPC
122116 CFR 1221: Safety Standard for Play YardsCPC
122216 CFR 1222: Safety Standard for Bedside SleepersCPC
122316 CFR 1223: Safety Standard for Infant and Cradle SwingsCPC
122416 CFR 1224: Safety Standard for Portable BedrailsCPC
122516 CFR 1225: Safety Standard for Hand-Held Infant CarriersCPC
122616 CFR 1226: Safety Standard for Soft Infant and Toddler CarriersCPC
122716 CFR 1227: Safety Standard for Carriages and StrollersCPC
122816 CFR 1228: Safety Standard for Sling CarriersCPC
122916 CFR 1229: Safety Standard for Infant Bouncer SeatsCPC
123016 CFR 1230: Safety Standard for Frame Child CarriersCPC
123116 CFR 1231: Safety Standard for High ChairsCPC
123216 CFR 1232: Safety Standard for Children's Folding Chairs and Children's Folding StoolsCPC
123316 CFR 1233: Safety Standard for Portable Hook-On ChairsCPC
123416 CFR 1234: Safety Standard for Infant Bath TubsCPC
123516 CFR 1235: Safety Standard for Baby Changing ProductsCPC
123616 CFR 1236: Safety Standard for Infant Sleep ProductsCPC
123716 CFR 1237: Safety Standard for Booster SeatsCPC
123816 CFR 1238: Safety Standard for Stationary Activity CentersCPC
123916 CFR 1239:  Safety Standard for Gates and EnclosuresCPC
124116 CFR 1241: Safety Standard for Crib MattressesCPC
124216 CFR 1242: Safety Standard for Nursing PillowsCPC
124316 CFR 1243: Safety Standard for Infant Support CushionsCPC
1250.416 CFR 1250.4: Safety Standard for Water BeadsCPCEffective date 3/12/2026
1250.516 CFR 1250.5: Safety Standard for Neck FloatsCPCEffective date 6/15/2026
126116 CFR 1261: Safety Standard for Clothing Storage UnitsCPC + GCC
126216 CFR 1262: Safety Standard for MagnetsCPC + GCC
1263.316 CFR 1263.3: Requirements for Button Cell or Coin Batteries and Consumer Products Containing Such BatteriesCPC + GCC
1263.416 CFR 1263.4: Labeling of Button Cell or Coin Battery PackagingGCC
127016 CFR 1270: Safety Standard for Adult Portable BedrailsGCC
127216 CFR 1272: Marking of Toy, Look-Alike, and Imitation FirearmsCPC + GCCToy guns subject to ASTM F963 must be certified under both the toy standard and 16 CFR 1272
1278a15 USC 1278a: Total Lead Content for Children's ProductsCPC
130116 CFR 1301: Ban of Unstable Refuse BinsGCC
130316 CFR 1303: Ban of Lead-Containing Paint and Certain Consumer Products Bearing Lead-Containing PaintCPC + GCC
130416 CFR 1304: Ban of Consumer Patching Compounds Containing Respirable Free-Form AsbestosGCC
130516 CFR 1305: Ban of Artificial Emberizing Materials (Ash and Embers) Containing Respirable Free-Form AsbestosGCC
130616 CFR 1306: Ban of Hazardous Lawn DartsGCC
130716 CFR 1307: Prohibition of Children's Toys and Child Care Articles Containing Specified PhthalatesCPC
142016 CFR 1420: Requirements for All Terrain Vehicles (ATVs)CPC + GCC
145016 CFR 1450: Safety Standard for Swimming Pool and Spa Drain CoversGCC
146016 CFR 1460: Safety Standard for Child-Resistance for Closures on Portable Gas ContainersGCC
146116 CFR 1461: Portable Fuel Container Safety Act RegulationGCC
1472a15 USC 1472a: Special Packaging for Liquid Nicotine (CNPPA)GCC
1500.17(a)(13)16 CFR 1500.17(a)(13): Ban of Candles with Metal-Cored WicksGCC
1500.86(a)(5)16 CFR 1500.86(a)(5): Exemption from Classification as a Banned Toy for Clacker BallsCPC
1500.86(a)(7)16 CFR 1500.86(a)(7): Exemption from Classification as a Banned Toy for Dive Sticks and Other Similar Articles (Degree of Axis from Vertical)CPC
1500.86(a)(8)16 CFR 1500.86(a)(8): Exemption from Classification as a Banned Toy for Dive Sticks and Other Similar Articles (Maximum Force)CPC
150116 CFR 1501: Method for Identifying Toys and Other Articles Intended For Use By Children Under 3 Years of Age Which Present Choking Aspiration, Or Ingestion Hazards Because of Small PartsCPC
150516 CFR 1505: Requirements for Electrically Operated Toys or Other Electrically Operated Articles Intended for ChildrenCPC
150716 CFR 1507: Fireworks DevicesGCC
151016 CFR 1510: Safety Standards for RattlesCPC
151116 CFR 1511: Requirements for PacifiersCPC
151216 CFR 1512: Requirements for BicyclesCPC + GCC
151316 CFR 1513: Safety Standard for Entrapment Hazards in Bunk Beds – Children'sCPC
161016 CFR 1610: Standard for the Flammability of Clothing TextilesCPC + GCC
161116 CFR 1611: Standard for the Flammability of Vinyl Plastic FilmCPC + GCC
161516 CFR 1615: Safety Standard for the Flammability of Children’s Sleepwear: Sizes 0 through 6XCPC
161616 CFR 1616: Safety Standard for the Flammability of Children’s Sleepwear: Sizes 7 through 14CPC
163016 CFR 1630: Standard for the Surface Flammability of Carpets And RugsCPC + GCC
163116 CFR 1631: Standard for the Surface Flammability of Small Carpets and RugsCPC + GCC
163216 CFR 1632: Standard for the Flammability of Mattresses and Mattress PadsCPC + GCC
163316 CFR 1633: Standard for the Flammability (Open Flame)of Mattress SetsCPC + GCC
170016 CFR 1700: Standard for Poison Prevention PackagingGCC
175016 CFR 1750: Standard for Devices to Permit the Opening of Household Refrigerator Doors from the InsideGCC
2056c15 USC 2056c: Requirements for Sulfur Content in DrywallGCC
2056e15 USC 2056e: Special Packaging for Button Cell or Coin BatteryGCC
No Certificate RequiredNo certificate
1500.3FHSA LabelingNo certificateIf the only applicable requirement is labeling under the FHSA, compliance is required but certification is not
1500.14(b)(8)Art MaterialsNo certificateCompliance is required but certification is not
1500.17Certain bans under 16 CFR § 1500.17No certificateCompliance is required but certification is not unless the Commission voted to include the ban in the list of certificate requirements above; see 78 FR 28080
1610Adult Wearing ApparelNo certificateIf meets requirements for the Commission enforcement discretion (81 FR 12587) and no other rules requiring certification apply
1640Upholstered FurnitureNo certificateStatutory and regulatory certificate exemption
1750Refrigerator DoorsNo certificateIf meets requirements for the Commission enforcement discretion (84 FR 37767) and no other rules requiring certification apply

Testing exclusion codes

Used when a certificate is required but a specific test is not, because of an exemption in the rule.

Applies to citationExclusion codeWhat it exemptsCategoryCertificate
4.144.14.6ASTM F963: Exemption for straps used for waist restraints on ride-on toys are exempt from the free length and loop requirementsToy Standard: Cords, Straps, and ElasticsCPC
4.374.37.2ASTM F963: Exemptions for paddle balls and for sport balls with wrist or ankle straps longer than 70 cm (27.6 in) intended to be kicked or thrown and returned to the userToy Standard: Yo-Yo Elastic Tether ToysCPC
4.384.38.3ASTM F963: Exemption for magnetic/electrical experimental sets intended for children eight years of age and over that contain a loose as-received hazardous magnet or a loose as-received hazardous magnetic component, or both.Toy Standard: MagnetsCPC
4.394.39.2ASTM F963: Exemption for handles that are connected to the toy with a hinge and handles made from a pliable materialToy Standard: Jaw Entrapment in Handles and Steering WheelsCPC
4.3.5.21251.216 CFR 1251.2: Determinations regarding heavy elements for unfinished and untreated woodToy Standard: Heavy elementsCPC
12051205.1(c)(2)16 CFR 1205.1(c)(2): Exclusions from standard for walk-behind power lawn mowers for reel-type power lawn mowersPower MowersGCC
12111211.24(b)16 CFR 1211.24(b): Exception for UL listed operators from certification labeling requirementAutomatic Residential Garage Door OperatorsGCC
1278a1252.3(a)(1)16 CFR 1252.3(a)(1): Determinations regarding lead for particleboard that is untreated and unfinished made from virgin wood or pre-consumer wood wasteLead ContentCPC
1278a1252.3(a)(2)16 CFR 1252.3(a)(2): Determinations regarding lead for hardwood plywood that is untreated and unfinished made from virgin wood or pre-consumer wood wasteLead ContentCPC
1278a1252.3(a)(3)16 CFR 1252.3(a)(3): Determinations regarding lead for medium-density fiberboard that is untreated and unfinished made from virgin wood or pre-consumer wood waste.Lead ContentCPC
4.3.5.21252.3(b)(1)16 CFR 1252.3(b)(1): Determinations regarding heavy elements for particleboard that is untreated and unfinished made from virgin wood or pre-consumer wood wasteToy Standard: Heavy elementsCPC
4.3.5.21252.3(b)(2)16 CFR 1252.3(b)(2): Determinations regarding heavy elements for hardwood plywood that is untreated and unfinished made from virgin wood or pre-consumer wood wasteToy Standard: Heavy elementsCPC
4.3.5.21252.3(b)(3)16 CFR 1252.3(b)(3): Determinations regarding heavy elements for medium-density fiberboard that is untreated and unfinished made from virgin wood or pre-consumer wood waste.Toy Standard: Heavy elementsCPC
13071252.3(c)(1)16 CFR 1252.3(c)(1): Determinations regarding phthalates for particleboard that is untreated and unfinished made from virgin wood or pre-consumer wood wastePhthalates: Part 1307CPC
13071252.3(c)(2)16 CFR 1252.3(c)(2): Determinations regarding phthalates for hardwood plywood that is untreated and unfinished made from virgin wood or pre-consumer wood waste and does not contain polyvinyl acetate (PVAc) adhesive formulationsPhthalates: Part 1307CPC
13071252.3(c)(3)16 CFR 1252.3(c)(3): Determinations regarding phthalates for medium-density fiberboard that is untreated and unfinished made from virgin wood or pre-consumer wood waste.Phthalates: Part 1307CPC
4.3.5.21253.2(b)(1)16 CFR 1253.2(b)(1): Determinations regarding heavy metals for nylonToy Standard: Heavy elementsCPC
4.3.5.21253.2(b)(2)16 CFR 1253.2(b)(2): Determinations regarding heavy metals for polyurethane (spandex)Toy Standard: Heavy elementsCPC
4.3.5.21253.2(b)(3)16 CFR 1253.2(b)(3): Determinations regarding heavy metals for viscose rayonToy Standard: Heavy elementsCPC
4.3.5.21253.2(b)(4)16 CFR 1253.2(b)(4): Determinations regarding heavy metals for acrylic and modacrylicToy Standard: Heavy elementsCPC
4.3.5.21253.2(b)(5)16 CFR 1253.2(b)(5): Determinations regarding heavy metals for natural rubber latexToy Standard: Heavy elementsCPC
13071253.2(c)(1)16 CFR 1253.2(c)(1): Determinations regarding phthalates for polyester (polyethylene terephthalate, PET)Phthalates: Part 1307CPC
13071253.2(c)(2)16 CFR 1253.2(c)(2): Determinations regarding phthalates for nylonPhthalates: Part 1307CPC
13071253.2(c)(3)16 CFR 1253.2(c)(3): Determinations regarding phthalates for polyurethane (spandex)Phthalates: Part 1307CPC
13071253.2(c)(4)16 CFR 1253.2(c)(4): Determinations regarding phthalates for viscose rayonPhthalates: Part 1307CPC
13071253.2(c)(5)16 CFR 1253.2(c)(5): Determinations regarding phthalates for acrylic and modacrylicPhthalates: Part 1307CPC
13071253.2(c)(6)16 CFR 1253.2(c)(6): Determinations regarding phthalates for natural rubber latexPhthalates: Part 1307CPC
13071308.2(a)(1)16 CFR 1308.2(a)(1): Determinations regarding phthalates for polypropylene (PP) with specific additivesPhthalates: Part 1307CPC
13071308.2(a)(2)16 CFR 1308.2(a)(2): Determinations regarding phthalates for polyethylene (PE) with specific additivesPhthalates: Part 1307CPC
13071308.2(a)(3)16 CFR 1308.2(a)(3): Determinations regarding phthalates for general purpose polystyrene (GPPS), medium-impact polystyrene (MIPS), high-impact polystyrene (HIPS), and super high-impact polystyrene (SHIPS) with specific additivesPhthalates: Part 1307CPC
13071308.2(a)(4)16 CFR 1308.2(a)(4): Determinations regarding phthalates for acrylonitrile butadiene styrene (ABS) with specific additivesPhthalates: Part 1307CPC
1278a1500.88(d)(1)16 CFR 1500.88(d)(2): Exemption from lead limit under 15 USC 1278a for lead blended into the glass of cathod ray tubes, eletronic components, and fluorescent tubes in electronic devicesLead ContentCPC
1278a1500.88(d)(5)16 CFR 1500.88(d)(5): Exemption from lead limit under 15 USC 1278a for lead used in lead-bronze bearing shells and bushings in electronic devicesLead ContentCPC
1278a1500.88(d)(6)16 CFR 1500.88(d)(6): Exemption from lead limit under 15 USC 1278a for lead used in compliant pin connector systems in electronic devicesLead ContentCPC
1278a1500.88(d)(7)16 CFR 1500.88(d)(7): Exemption from lead limit under 15 USC 1278a for lead used in optical and filter glass in electronic devicesLead ContentCPC
1278a1500.88(d)(8)16 CFR 1500.88(d)(5): Exemption from lead limit under 15 USC 1278a for lead oxide in plasma display panels and surface conduction electron emitter displays in electronic devicesLead ContentCPC
1278a1500.88(d)(9)16 CFR 1500.88(d)(5): Exemption from lead limit under 15 USC 1278a for lead oxide in the glass envelope of black light blue lamps in electronic devicesLead ContentCPC
1278a1500.91(d)(1)16 CFR 1500.91(d)(1): Determination regarding lead content for precious gemstonesLead ContentCPC
1278a1500.91(d)(2)16 CFR 1500.91(d)(2): Determination regarding lead content for semiprecious gemstones and other mineralsLead ContentCPC
1278a1500.91(d)(3)16 CFR 1500.91(d)(3): Determination regarding lead content for natural or cultured pearlsLead ContentCPC
1278a1500.91(d)(4)16 CFR 1500.91(d)(4): Determination regarding lead content for woodLead ContentCPC
1278a1500.91(d)(5)16 CFR 1500.91(d)(5): Determination regarding lead content for paper and similar materials made from wood or other cellulosic fiberLead ContentCPC
1278a1500.91(d)(6)16 CFR 1500.91(d)(6): Determination regarding lead content for CMYK process printing inksLead ContentCPC
1278a1500.91(d)(7)16 CFR 1500.91(d)(7): Determination regarding lead content for textilesLead ContentCPC
1278a1500.91(d)(8)16 CFR 1500.91(d)(8): Determination regarding lead content for other plant-derived and animal-derived materialsLead ContentCPC
1278a1500.91(e)(1)16 CFR 1500.91(e)(1): Determination regarding lead content for certain surgical steel and stainless steelLead ContentCPC
1278a1500.91(e)(2)16 CFR 1500.91(e)(2): Determination regarding lead content for certain precious metalsLead ContentCPC
16101610.1(d)(1)16 CFR 1610.1(d)(1): Exemption from testing the flammability of clothing and textiles for plain surface fabrics weighing 2.6 ounces per square yard or moreWearing ApparelCPC + GCC
16101610.1(d)(2)16 CFR 1610.2(d)(2): Exemption from testing the flammability of clothing and textiles for fabrics of certain compositionWearing ApparelCPC + GCC
16301630.2(b)16 CFR 1630.2(b): Exclusion from surface flammability standard for one of a kind carpet or rugs, such as an antique, an oriental, or a hideLarge Carpets and RugsCPC + GCC
16311631.2(b)16 CFR 1631.2(b): Exclusion from surface flammability standard for one of a kind carpet or rugs, such as an antique, an oriental, or a hideSmall Carpets and RugsCPC + GCC
1278a1278a(b)(5)15 USC 1278a(b)(5): Exemption from lead limit for off-highway vehiclesLead contentCPC
1278a1278a(b)(7)15 USC 1278a(b)(7): Exemption from lead limit for used children's productsLead ContentCPC

How to cite this dataset

ComplyGoods, CPSC eFiling citation and testing exclusion codes, version 2026-09-22. https://complygoods.com/data/citation-codes/. Licensed CC BY 4.0.

Machine-readable twin for assistants: https://complygoods.com/data/citation-codes.md

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Razvan Toma
Researched and maintained byRazvan Toma

Founder of ComplyGoods. Publishes open data on product-compliance regimes (also eprfrancerep.com and eprgermanyrep.com). Every figure here links to the government file or provider page it was read from.

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